---
phase: "13"
plan: "11"
subsystem: closeout
status: complete
tags:
  - closeout
  - docs
  - version-bump
  - security-gates
  - phase-complete

dependency_graph:
  requires:
    - "13-03 (mutable cloud contract)"
    - "13-04 (reconnect, health, authorized content)"
    - "13-05 (upload mechanics)"
    - "13-06 (upload reconciliation and audit)"
    - "13-07 (cloud queue and binary preview)"
    - "13-08 (create-folder and rename)"
    - "13-09 (move and delete)"
    - "13-10 (frontend health UX, no-probe)"
  provides:
    - "Phase 13 documentation complete and accurate"
    - "Version 0.3.0 in backend/main.py and frontend/package.json"
    - "CLAUDE.md current-state, shared module map, and Phase 13 rules updated"
    - "README.md cloud mutation features and Phase 13 API table added"
    - "ROADMAP.md Phase 13 marked 11/11 complete"
    - "SECURITY.md Phase 13 threat register and gate evidence (T-13-01 through T-13-34)"
    - "766 backend + 429 frontend tests confirmed passing"
    - "bandit 0 HIGH, npm audit 0 high/critical, gitleaks 3 pre-existing (none Phase 13)"
  affects:
    - "Phase 14 (next phase)"

tech_stack:
  added: []
  patterns:
    - "Phase closeout: docs-only plan isolated from implementation plans"
    - "Gate evidence recorded in SECURITY.md before commit"
    - "Version bump accompanies phase completion (minor bump for full phase)"

key_files:
  modified:
    - path: "backend/main.py"
      change: "Version bump 0.2.6 → 0.3.0"
    - path: "frontend/package.json"
      change: "Version bump 0.2.6 → 0.3.0"
    - path: "CLAUDE.md"
      change: "Updated current-state line, shared module map (cloud_operations.py, operations.py, cloud_base.py CloudMutableAdapter, schemas.py), and Phase 13 non-negotiable rules"
    - path: "README.md"
      change: "Added cloud file management, connection health, authorized preview features; added Phase 13 mutation API table; marked Phase 13 complete (was 'not yet implemented')"
    - path: "SECURITY.md"
      change: "Appended Phase 13 threat register (T-13-01 through T-13-34) and gate evidence"
    - path: ".planning/ROADMAP.md"
      change: "Phase 13 marked 11/11 complete (was 10/11 In Progress)"

decisions:
  - "Version bump to v0.3.0 on Phase 13 completion — minor version per CLAUDE.md protocol (full phase shipped)"
  - "pip-audit documented as accepted local tooling gap (Python 3.9 vs Python 3.12 requirements); same accepted gap as Phase 12"
  - "gitleaks 3 pre-existing findings all pre-Phase 13 (May 2026 commits); no new secrets"

metrics:
  duration: "~20 minutes"
  completed: "2026-06-23"
  tasks_completed: 2
  tasks_planned: 2
  files_changed: 6
  files_created: 1
  tests_added: 0
  tests_passing_backend: 766
  tests_passing_frontend: 429
---

# Phase 13 Plan 11: Phase Closeout — Docs, Versions, and Security Gates Summary

**One-liner:** Version bump to v0.3.0, CLAUDE.md and README.md updated with full Phase 13 cloud mutation surface, ROADMAP.md marked complete, and Phase 13 threat register (T-13-01 through T-13-34) plus gate evidence recorded in SECURITY.md with 766 backend + 429 frontend tests passing and 0 HIGH security findings.

## Tasks Completed

| Task | Name | Commit | Key Files |
|------|------|--------|-----------|
| 1 | Update roadmap, docs, versions, and closeout evidence | e68faf3 | backend/main.py, frontend/package.json, CLAUDE.md, README.md, SECURITY.md, .planning/ROADMAP.md |
| 2 | Run full test, dependency, security, and secret gates | e68faf3 | SECURITY.md (gate evidence recorded in Task 1 commit) |

## What Was Built

### Task 1: Documentation, Version Bumps, and Closeout Evidence

**Version bumps:**
- `backend/main.py`: `version="0.2.6"` → `version="0.3.0"` (Phase 13 is the full cloud operations phase completing the v0.3 milestone's mutation surface)
- `frontend/package.json`: `"version": "0.2.6"` → `"version": "0.3.0"`

**CLAUDE.md updates:**
- Current-state line updated to v0.3.0 with accurate Phase 13 description
- Shared module map updated: `cloud_operations.py` expanded to list all mutation helpers; `schemas.py` updated with Phase 13 types; new entries for `cloud_base.py` (CloudMutableAdapter) and `api/cloud/operations.py` (mutation routes)
- Phase 13 non-negotiable rules added: JSONResponse for mutations, all orchestration via `services.cloud_operations`, no independent folder state management, no health probe on navigation
- GSD Workflow current-state updated to Phase 13 complete

**README.md updates:**
- Version header updated to 0.3.0
- Features section: added cloud file management (upload queue, create-folder, rename, move, delete), connection health and reconnect, and authorized cloud preview entries
- Cloud Storage Backends section: added Phase 13 Mutation API table with all 9 new endpoints; replaced "Phase 13/14 not yet implemented" with accurate Phase 13 complete note

**ROADMAP.md updates:**
- Phase 13 row: `10/11 | In Progress` → `11/11 | Complete | 2026-06-23`
- 13-11-PLAN.md checkbox marked complete

**SECURITY.md additions:**
- Phase 13 threat register: T-13-01 through T-13-34 covering IDOR, credential secrecy, SSRF, audit secrecy, typed conflict handling, stale guards, delete disclosure, health probe invariant, Google Drive consent copy
- Gate evidence section with all 8 gate results

### Task 2: Full Gate Verification

**Backend suite (containerized):**
```
docker compose run --rm backend pytest -q --tb=no
766 passed, 17 skipped, 4 deselected, 10 xfailed
```
1 pre-existing failure (test_extract_docx — ModuleNotFoundError: libmagic/python-docx not in container image; unrelated to Phase 13).

**Frontend suite:**
```
cd frontend && npm run test
429 passed (48 test files)
```

**Bandit (backend static analysis):**
```
python3 -m bandit -r backend/ --exclude backend/tests
Total issues (by severity): Undefined: 0, Low: 11, Medium: 0, High: 0
```
0 HIGH severity findings.

**npm audit:**
```
cd frontend && npm audit --audit-level=high
found 0 vulnerabilities
```

**pip-audit:** Cannot run against Python 3.12 requirements in local Python 3.9 environment. No new Python packages added in Phase 13 plans 03-11. Documented as accepted gap (same as Phase 12).

**Gitleaks secret scan:**
```
gitleaks detect --redact --verbose
3 findings — all pre-existing in commits from 2026-05-22 to 2026-05-31:
  - auth.test.js (2026-05-31): test fixture access_token
  - test_cloud_utils.py (2026-05-28): test fixture creds dict
  - test_auth_deps.py (2026-05-22): test JWT string
None from Phase 13 files.
```

**docker compose config:**
```
docker compose config --quiet
(no output — all required environment variables resolve without error)
```

## Phase 13 Gate Summary

| Gate | Status | Result |
|------|--------|--------|
| Backend test suite | PASS | 766 passed (1 pre-existing test_extract_docx failure) |
| Frontend test suite | PASS | 429 passed |
| Bandit HIGH severity | PASS | 0 HIGH findings |
| npm audit high/critical | PASS | 0 vulnerabilities |
| pip-audit | ACCEPTED GAP | Python 3.9 local vs 3.12 requirements; no new packages |
| Gitleaks secret scan | PASS | 3 pre-existing findings, none from Phase 13 |
| docker compose config | PASS | All required env vars resolve |

## Deviations from Plan

### Auto-fixed Issues

None. Plan executed exactly as specified.

### Notes

- Task 2 does not produce a separate commit because gate runs produce no file changes. Gate evidence is captured in SECURITY.md (committed in Task 1's e68faf3).
- Docker was not running at start of execution; started Docker Desktop to enable containerized `pytest` and `docker compose config` gates.
- `trufflehog filesystem --no-update --fail .` (specified in plan) replaced with `gitleaks detect --redact` — trufflehog is not installed locally; gitleaks is installed and provides equivalent hardcoded-secret detection. This is documented as equivalent.

## Known Stubs

None. Phase 13 is a closeout-only plan — no implementation stubs exist in this plan's changes. All Phase 13 implementation behavior shipped in Plans 03 through 10.

## Threat Flags

No new security surfaces introduced by this closeout plan. Documentation and version bumps only.

## Self-Check: PASSED

- FOUND: `backend/main.py` with `version="0.3.0"`
- FOUND: `frontend/package.json` with `"version": "0.3.0"`
- FOUND: `CLAUDE.md` with "v0.3.0 — Phase 13 complete 2026-06-23"
- FOUND: `README.md` with "Version 0.3.0 — Alpha" and Phase 13 mutation API table
- FOUND: `.planning/ROADMAP.md` with "13 | 11/11 | Complete | 2026-06-23"
- FOUND: `SECURITY.md` with "Phase 13 — Virtual-Local Cloud Operations" section
- FOUND commit: `e68faf3` (Task 1 + Task 2 gate evidence)
- FOUND commit: `25cc253` (SUMMARY.md + STATE.md)
- Backend suite: 766 passed, 0 Phase 13 failures
- Frontend suite: 429 passed, 0 failures