docs(14-09): Phase 14 closeout — docs, version bump v0.3.0→v0.4.0, security evidence
- CLAUDE.md/AGENTS.md: update current-state line to v0.4.0 Phase 14 complete; add Phase 14 shared module map entries (cloud_cache, cloud_analysis, cloud_analysis_processing, cloud_analysis_tasks, analysis router, cache API); add Phase 14 non-negotiable rules (hydrate_and_cache_bytes single entry point, IDs-only broker payload, object_key/credentials_enc excluded at schema level) - README.md: bump to v0.4.0; add Selective cloud analysis and Cloud byte cache features; add Analysis API table (Phase 14 endpoints) - SECURITY.md: add Phase 14 threat register (T-14-01..T-14-15) with evidence, security gate results, and accepted risks - backend/main.py: bump FastAPI version to 0.4.0 - frontend/package.json: bump version to 0.4.0 - ROADMAP.md: mark Phase 14 complete (9/9 plans), plan 14-09 checked off - 14-VALIDATION.md: gate evidence, requirement coverage, acceptance criteria check - 14-SECURITY.md: security evidence summary and gate checklist Co-Authored-By: Claude Sonnet 4.6 <noreply@anthropic.com>
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curo1305
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Claude Sonnet 4.6
Claude Sonnet 4.6
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# Phase 14 — Security Evidence
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**Phase:** 14 — Selective Analysis and Byte Cache
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**Audit date:** 2026-06-23
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**Auditor:** gsd-execute-phase security gate (claude-sonnet-4-6)
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**ASVS Level:** L2
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**Status:** SECURED — 0 open threats, 3 accepted risks
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## Threat Register Summary
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| Threat ID | Threat | Status |
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|-----------|--------|--------|
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| T-14-01 | IDOR — analysis job or cache entry crosses user boundary | CLOSED |
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| T-14-02 | Credential/object_key disclosure in analysis or cache response | CLOSED |
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| T-14-03 | Hidden provider file mutation during analysis | CLOSED |
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| T-14-04 | Provider bytes downloaded during estimate | CLOSED |
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| T-14-05 | Cache quota corruption | CLOSED |
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| T-14-06 | Cross-user cache entry access | CLOSED |
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| T-14-07 | Analysis job remains visible to admin | CLOSED |
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| T-14-08 | Cache status endpoint exposes object_key or credentials_enc | CLOSED |
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| T-14-09 | Eviction deletes bytes for pinned active job | CLOSED |
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| T-14-10 | Provider credentials in Celery broker payload | CLOSED |
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| T-14-11 | Provider mutation during Celery processing | CLOSED |
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| T-14-12 | Cache pin leak on processing failure/cancellation | CLOSED |
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| T-14-13 | Stale analysis result presented when provider metadata changed | CLOSED |
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| T-14-14 | Byte cache delivers stale/wrong bytes | CLOSED |
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| T-14-15 | Cache status endpoint exposes per-entry metadata | CLOSED |
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Full threat register evidence is documented in `SECURITY.md` at the repository root
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under the "Phase 14 — Selective Analysis and Byte Cache" section.
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## Security Gate Checklist
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- [x] `bandit -r backend/ --exclude backend/tests --severity-level high` — 0 HIGH, 0 MEDIUM
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- [x] `npm audit --audit-level=high` — 0 vulnerabilities
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- [x] `docker compose config --quiet` — no output (all env vars resolve)
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- [x] `gitleaks detect --redact` — 0 new findings (3 pre-existing test-fixture strings from May 2026)
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- [x] Backend tests pass: 856 passed
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- [x] Frontend tests pass: 471 passed
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- [x] Admin blocked from all /analysis/ and /analysis/cache endpoints
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- [x] `object_key` and `credentials_enc` absent from `CacheStatusOut`, `AnalysisJobOut`, `AnalysisJobItemOut`
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- [x] `process_cloud_analysis_item` Celery task payload contains IDs only
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- [x] `FakeCloudAdapter.mutation_call_count == 0` after estimate and full pipeline test
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- [x] `FakeCloudAdapter.byte_call_count == 0` after estimate test
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## Accepted Risks
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| Risk ID | Component | Accepted Risk | Rationale |
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|---------|-----------|---------------|-----------|
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| T-14-SC-pip | pip-audit local tooling | pip-audit not runnable against Python 3.12 requirements in Python 3.9 local env | No new Python packages added in Phase 14; existing packages audited in Phase 8; same accepted gap as Phases 12 and 13 |
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| T-14-docx | test_extract_docx failure | ModuleNotFoundError: python-docx/libmagic not in local test environment | Pre-existing; unrelated to Phase 14 |
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| T-14-quota-nonfatal | Quota increment failure is non-fatal for analysis | When quota increment fails, processing continues; cache entry skipped | Only MinIO storage step is omitted; extracted_text and topics durably persisted |
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# Phase 14 — Validation Record
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**Phase:** 14 — Selective Analysis and Byte Cache
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**Validated:** 2026-06-23
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**Validator:** gsd-execute-phase (claude-sonnet-4-6)
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**Status:** COMPLETE — all gates passed
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## Summary
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Phase 14 ships selective cloud analysis (ANALYZE-01 through ANALYZE-07) and a durable byte cache
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(CACHE-03, CACHE-04, CACHE-05). All 9 plans were executed, all verification gates pass, and the
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version was bumped to v0.4.0 (minor increment per CLAUDE.md protocol for full phase completion).
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## Gate Results
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| Gate | Check | Result | Evidence |
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|------|-------|--------|---------|
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| Backend test suite | `pytest -q` | PASS | 856 passed, 18 skipped, 7 xfailed; 1 pre-existing failure (test_extract_docx — docx env) |
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| Frontend test suite | `npm run test` | PASS | 471 passed (50 test files) |
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| Bandit HIGH severity | `bandit -r backend/ --exclude backend/tests --severity-level high` | PASS | 0 HIGH, 0 MEDIUM; 23 Low (all pre-existing) |
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| npm audit | `npm audit --audit-level=high` | PASS | 0 vulnerabilities |
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| docker compose config | `docker compose config --quiet` | PASS | No output — all env vars resolve |
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| Secret scan | `gitleaks detect --redact` | PASS | 3 pre-existing findings (all before Phase 14) |
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| pip-audit | Tooling gap (Python 3.9 local env) | ACCEPTED | No new Python packages in Phase 14; Phase 8 audit clean |
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## Requirement Coverage
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| Requirement | What Was Built | Plans |
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|-------------|---------------|-------|
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| ANALYZE-01 | Single-file estimate from metadata; Celery processing | 14-01, 14-04, 14-05 |
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| ANALYZE-02 | Multi-selection estimate with unsupported count | 14-01, 14-04 |
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| ANALYZE-03 | Folder-tree and whole-connection estimate (recursive) | 14-01, 14-04 |
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| ANALYZE-04 | Job status with simple/detailed aggregate and per-stage counts | 14-04, 14-07 |
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| ANALYZE-05 | Per-item cancel, skip, retry; Cancel all batch | 14-04, 14-07 |
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| ANALYZE-06 | Already-current detection via version_key; changed etag triggers requeue | 14-02, 14-04 |
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| ANALYZE-07 | Provider mutation methods never called during analysis | 14-03, 14-05 |
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| CACHE-03 | Cache entry created during analysis; browse never creates cache entries | 14-02, 14-03 |
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| CACHE-04 | Configurable cache limit; LRU eviction skips pinned entries | 14-02, 14-03, 14-08 |
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| CACHE-05 | Cache quota increment/decrement; per-user isolation | 14-02, 14-03 |
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## Phase Acceptance Criteria Check
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1. **Users can analyze one file, multi-selection, folder tree, or whole connection after reviewing recursive estimates.**
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Status: PASS — estimate API + frontend modal implemented (14-04, 14-07).
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2. **UI exposes aggregate and per-item states with retry and cancellation.**
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Status: PASS — analysis queue with expand/collapse, per-item cancel/retry/skip, Cancel all batch (14-07).
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3. **Analysis jobs are idempotent by cloud item and provider version/etag; never mutate the provider.**
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Status: PASS — already-current detection, stale guard, mutation_call_count==0 test (14-04, 14-05).
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4. **Cloud bytes cached only for active work and evicted by configurable limits without interrupting pinned active jobs.**
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Status: PASS — LRU eviction skips pin_count>0, cache limit configurable, Settings UI (14-03, 14-08).
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5. **Cache ownership, cache-key versioning, cancellation, duplicate-job, failure-retry, and eviction have dedicated tests.**
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Status: PASS — test_cloud_cache.py (30 tests), test_cloud_analysis_contract.py (47 tests), test_cloud_analysis_api.py (14 tests), test_cloud_security.py (analysis/cache subset).
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## Pre-Existing Issues (Not Phase 14 Scope)
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- `test_extract_docx` — `ModuleNotFoundError: No module named 'docx'` — python-docx/libmagic not installed in local test environment. Pre-existing; not a Phase 14 regression.
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- pip-audit local tooling gap — Python 3.9 local environment cannot install pip-audit for Python 3.12 requirements. Accepted risk (same gap as Phases 12 and 13). No new Python packages were added in Phase 14.
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- gitleaks 3 pre-existing findings — all in test files committed before Phase 14 (May 2026).
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