kite/.planning/phases/06.1-close-v1-audit-gaps/06.1-VERIFICATION.md

phase, verified, status, score, overrides_applied, gaps, human_verification

phase	verified	status	score	overrides_applied	gaps	human_verification
06.1-close-v1-audit-gaps	2026-05-30T00:00:00Z	gaps_found	9/11 must-haves verified	0	truth status reason artifacts missing Admin audit log viewer tests verify filtered results (date range, user, action type actually narrow results) failed None of the 4 audit tests pass filter query params and verify that filtered results are returned. test_audit_log_viewer tests response shape only — it seeds one entry and checks total >= 1, but does not pass start/end/user_id/event_type parameters and verify the narrowed result set. ROADMAP SC3 explicitly states 'filtered independently by date range, user, and action type'. path issue backend/tests/test_audit.py No test exercises GET /api/admin/audit-log?user_id=X, ?event_type=Y, or ?start=Z&end=W with assertions that only matching entries are returned A filter test that seeds two entries with different event_type values, queries with event_type filter, and asserts only one entry is returned Or alternatively: a single parametrized test passing each filter type and verifying count/content of filtered results truth status reason artifacts missing STORE-06 integration gate confirmed: test_delete_decrements_quota passes under INTEGRATION=1 failed test_delete_decrements_quota is marked @pytest.mark.xfail(strict=False, reason='requires PostgreSQL for atomic UUID-typed quota SQL'). The ROADMAP phase gate explicitly requires this test to pass under INTEGRATION=1. This cannot be verified without running the Docker Compose stack with a live PostgreSQL instance. path issue backend/tests/test_quota.py test_delete_decrements_quota at line 196 has @pytest.mark.xfail(strict=False) — passes as xfail on SQLite, requires INTEGRATION=1 to confirm as real pass Run: INTEGRATION=1 docker compose exec backend python -m pytest tests/test_quota.py::test_delete_decrements_quota -v and confirm PASSED (not XPASS or XFAIL)	test expected why_human Run full test suite under INTEGRATION=1 All 309 tests pass; test_delete_decrements_quota shows PASSED (not XFAIL/XPASS) Requires live Docker Compose stack with PostgreSQL + MinIO + Redis to verify STORE-06 integration gate test expected why_human Manually call GET /api/admin/audit-log?event_type=document.uploaded with two different event types seeded Only entries matching the filter are returned; total reflects filtered count, not all entries The behavioral correctness of each filter (date range, user_id, event_type) is not covered by any test — needs human or integration test to confirm the filter queries work

Phase 6.1: Close v1.0 Audit Gaps — Verification Report

Phase Goal: Close three v1.0 requirements — "Shared with me" virtual folder without recipient quota charge (SHARE-02), admin audit log viewer with date/user/action type filters (ADMIN-06). (STORE-06 quota decrement on delete was pre-existing; this phase closes the test coverage gaps.) Verified: 2026-05-30 Status: gaps_found Re-verification: No — initial verification

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Goal Achievement

Observable Truths

#	Truth	Status	Evidence
1	Zero pytest.xfail calls in test_shares.py (7 real tests)	VERIFIED	grep -n "pytest.xfail" returns no matches; 7 real async def test_* functions confirmed
2	Zero pytest.xfail calls in test_audit.py (4 real tests)	VERIFIED	grep -n "pytest.xfail" returns no matches; 4 real async def test_* functions confirmed
3	second_auth_user fixture added to conftest.py	VERIFIED	conftest.py lines 229-265: @pytest_asyncio.fixture async def second_auth_user(db_session) with user2_ handle prefix, Quota row, valid JWT
4	test_share_no_quota_impact proves recipient quota unchanged after share (SHARE-02)	VERIFIED	test_shares.py lines 143-167: POSTs share, GETs /api/auth/me/quota as recipient, asserts quota["used_bytes"] == 0
5	test_shared_with_me proves recipient sees doc with metadata-only response (no extracted_text)	VERIFIED	test_shares.py lines 95-135: asserts "extracted_text" not in received_item for every item in response; asserts owner_handle matches sharer
6	test_share_revoke_wrong_owner_404 proves IDOR protection (T-04-04-02)	VERIFIED	test_shares.py lines 209-233: recipient DELETE returns 404, not 403
7	test_audit_log_no_doc_content proves D-15 metadata safety invariant	VERIFIED	test_audit.py lines 76-104: checks forbidden_keys = {"filename", "extracted_text", "password_hash", "credentials_enc"} at top-level AND nested in metadata_ (WR-01 fix applied at commit 57784f9)
8	test_audit_log_regular_user_403 proves admin gate blocks regular users	VERIFIED	test_audit.py lines 107-113: sends request with auth_user headers (role="user"), asserts status 403
9	test_audit_log_export_csv proves CSV export functional with correct content-type	VERIFIED	test_audit.py lines 116-152: asserts content-type starts with "text/csv", content-disposition contains "audit-export.csv", expected CSV header row present, AND forbidden fields absent from CSV body (WR-02 fix applied at commit 57784f9)
10	Admin audit log viewer tests verify filtered results (date/user/action type actually filter)	FAILED	No test passes filter query params to /api/admin/audit-log. test_audit_log_viewer seeds one entry and checks total >= 1 — it does not verify that ?user_id=X, ?event_type=Y, or ?start=Z&end=W return only matching entries
11	STORE-06 integration gate confirmed under INTEGRATION=1	FAILED	test_delete_decrements_quota at test_quota.py:196 has @pytest.mark.xfail(strict=False, reason="requires PostgreSQL...") — it runs as xfail on in-memory SQLite. The ROADMAP phase gate explicitly requires INTEGRATION=1 confirmation; cannot verify without live Docker stack

Score: 9/11 truths verified

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Deferred Items

None.

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Required Artifacts

Artifact	Expected	Status	Details
backend/tests/test_shares.py	7 real tests replacing xfail stubs; pytestmark = pytest.mark.asyncio	VERIFIED	7 async def test_* functions; pytestmark at line 13; no import os; no pytest.xfail
backend/tests/test_audit.py	4 real tests replacing xfail stubs; pytestmark = pytest.mark.asyncio	VERIFIED	4 async def test_* functions; pytestmark at line 16; no import os; no pytest.xfail
backend/tests/conftest.py	second_auth_user fixture with user2_ prefix, Quota row, JWT	VERIFIED	Lines 229-265; identical shape to auth_user; @pytest_asyncio.fixture decorated

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Key Link Verification

From	To	Via	Status	Details
test_shares.py:_make_doc()	db.models.Document	ORM direct insert	VERIFIED	from db.models import Document inside helper; db_session.add(doc); await db_session.commit()
test_shares.py:test_share_*	second_auth_user fixture	pytest fixture parameter	VERIFIED	5 of 7 tests accept second_auth_user as parameter
test_audit.py:_seed_audit()	services.audit.write_audit_log	lazy import inside helper	VERIFIED	from services.audit import write_audit_log inside function body (avoids import-ordering issues per SUMMARY)
test_audit.py:test_*	/api/admin/audit-log endpoint	async_client.get()	VERIFIED	Endpoint exists at api/audit.py:85; Depends(get_current_admin) applied
api/audit.py:list_audit_log	date/user/event_type filters	_build_filtered_query()	VERIFIED (implementation only)	start, end, user_id, event_type query params wired to _build_filtered_query() at line 101; implementation exists but behavioral correctness untested

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Data-Flow Trace (Level 4)

Artifact	Data Variable	Source	Produces Real Data	Status
test_shares.py	items in received response	/api/shares/received → api/shares.py:list_shared_with_me	Yes — queries Share join with Document and User ORM rows	FLOWING
test_audit.py	items in audit response	/api/admin/audit-log → api/audit.py:list_audit_log → AuditLog DB query	Yes — _seed_audit() inserts row via write_audit_log(), query reads from AuditLog table	FLOWING

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Behavioral Spot-Checks

Behavior	Command	Result	Status
No xfail in test_shares.py	grep -c "pytest.xfail" backend/tests/test_shares.py	0	PASS
No xfail in test_audit.py	grep -c "pytest.xfail" backend/tests/test_audit.py	0	PASS
7 tests in test_shares.py	grep -c "^async def test_" backend/tests/test_shares.py	7	PASS
4 tests in test_audit.py	grep -c "^async def test_" backend/tests/test_audit.py	4	PASS
second_auth_user fixture present	grep -c "second_auth_user" backend/tests/conftest.py	Present at line 229	PASS
WR-01 fix: metadata_ uses full forbidden_keys set	grep -n "forbidden_keys" test_audit.py	Line 89 + line 101 both use forbidden_keys	PASS
WR-02 fix: CSV forbidden fields assertion present	grep -n "forbidden_csv|forbidden_field" test_audit.py	Lines 148-152	PASS

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Probe Execution

No probes declared in PLAN files. Step 7c: SKIPPED (no probe-*.sh files found for this phase).

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Requirements Coverage

Requirement	Source Plan	Description	Status	Evidence
SHARE-01	06.1-01	Share document by user handle	SATISFIED	test_share_success (201 response), test_share_handle_not_found (404), test_share_duplicate (409)
SHARE-02	06.1-01	"Shared with me" virtual folder; no quota charged to recipient	SATISFIED	test_shared_with_me (virtual folder), test_share_no_quota_impact (used_bytes==0 after share)
SHARE-03	06.1-01	View-only default sharing; owner controls permission	PARTIALLY SATISFIED	api/shares.py creates shares with permission="view" (hardcoded); no test verifies the permission field in response or that write access is blocked. Backend enforces view-only but test doesn't assert the permission field value in received items
SHARE-04	06.1-01	Immediate share revocation	SATISFIED	test_revoke_share (DELETE 204, doc gone from received); test_share_revoke_wrong_owner_404 (IDOR 404)
SHARE-05	06.1-01	Shared indicator in owner's list view	NEEDS HUMAN	is_shared field exists in api/documents.py (lines 433-445, 498-510); test_share_duplicate is labeled as SHARE-05 in test file but tests duplicate prevention (409), not the shared indicator. No test asserts is_shared=true in the owner's document list after sharing. Frontend indicator untested.
ADMIN-06	06.1-02	Admin audit log viewer filtered by date, user, action (metadata only)	PARTIALLY SATISFIED	Viewer shape, no-doc-content, admin gate, CSV export all tested. Filter behavioral correctness (passing params + verifying narrowed results) is NOT tested.

Orphaned requirements: None — all IDs from PLAN frontmatter found in REQUIREMENTS.md.

Note on SHARE-05 label mismatch: test_share_duplicate is labeled # SHARE-05: Duplicate share in test_shares.py, but SHARE-05 in REQUIREMENTS.md is "Documents shared with others display a 'shared' indicator in the owner's list view." The duplicate-prevention test (409) corresponds more precisely to an enforcement invariant rather than the SHARE-05 user-visible feature. The is_shared field is implemented in api/documents.py from Phase 4 but lacks a dedicated test.

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Anti-Patterns Found

File	Line	Pattern	Severity	Impact
backend/tests/conftest.py	150	dependency_overrides set before try/finally guard (WR-03 from REVIEW.md — unfixed)	Warning	If ASGITransport raises during startup, app.dependency_overrides is never cleared, potentially corrupting subsequent tests in same process. Low probability but correctness gap.

Debt-marker check: No TBD, FIXME, or XXX markers found in modified files (test_shares.py, test_audit.py, conftest.py).

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Human Verification Required

1. STORE-06 Integration Gate

Test: Run INTEGRATION=1 docker compose exec backend python -m pytest tests/test_quota.py::test_delete_decrements_quota -v Expected: PASSED (not XFAIL, not XPASS) Why human: test_delete_decrements_quota runs as xfail on in-memory SQLite. The ROADMAP phase gate explicitly requires confirmation under live PostgreSQL (INTEGRATION=1). Cannot verify without running the Docker Compose stack.

2. Audit Log Filter Behavioral Correctness

Test: Call GET /api/admin/audit-log?event_type=document.uploaded after seeding one document.uploaded and one share.granted entry; verify total == 1 and the returned item has event_type == "document.uploaded". Expected: Only the matching entry is returned; total reflects filtered count. Why human: No test in the promoted suite exercises filtering. The filter implementation exists in api/audit.py (_build_filtered_query()) but its correctness is only verified by running it. A programmatic spot-check would require a running server or a direct unit test.

3. SHARE-05 Shared Indicator in UI

Test: Upload a document, share it with a second user, then view the owner's document list. Check whether a "shared" indicator appears on the document row. Expected: The document shows a visual indicator (e.g., share icon) indicating it has been shared. is_shared: true in the API response for the owner's document list. Why human: Frontend rendering cannot be verified by grep. is_shared field is present in api/documents.py but no test asserts is_shared == true in the owner's document list after sharing.

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Gaps Summary

Two blockers prevent full goal achievement:

Gap 1 — Audit filter behavioral tests missing (ROADMAP SC3)

ROADMAP success criterion 3 requires that an admin can view the audit log "filtered independently by date range, user, and action type." The implementation in api/audit.py supports all four filter parameters, but none of the 4 promoted tests verify that filtering actually narrows results. test_audit_log_viewer verifies response shape but never passes a filter. A failing filter implementation (e.g., accidentally always returning all entries) would not be caught.

Gap 2 — STORE-06 integration gate unconfirmed

The ROADMAP phase gate explicitly requires test_delete_decrements_quota to pass under INTEGRATION=1 with a live PostgreSQL instance. The test is marked @pytest.mark.xfail(strict=False) and runs as xfail on SQLite. Whether the atomic GREATEST(0, used_bytes - delta) SQL executes correctly under PostgreSQL has not been confirmed in this phase.

Non-blockers noted:

• REQUIREMENTS.md checkboxes for SHARE-01..05, ADMIN-06, STORE-06 remain [ ] (tracking document not updated)
• WR-03 from REVIEW.md (async_client fixture teardown guard) remains unfixed in conftest.py — low-probability correctness gap
• SHARE-05 test label mismatch and missing is_shared=true assertion in owner document list

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Verified: 2026-05-30 Verifier: Claude (gsd-verifier)